SEC Form 4 · accession 0001127602-15-033673
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Olden C Lee
Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 7:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2015 | M | 26,000 | $15.3925 | A | 26,000 | I | By Trust |
| Common StockF2 | Dec 7, 2015 | S | 26,000 | $61.579 | D | 0 | I | By Trust |
| Common StockF3 | holding | — | — | — | 52,076 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $15.3925 | Dec 7, 2015 | M | 26,000 | D | Nov 15, 2011 | Nov 15, 2020 | Common Stock | 26,000 | 20,778 | I |
Explanation of responses
- F1The reporting person previously transferred this option, as a gift, to a trust for the benefit of the reporting person's adult son, of which the reporting person is the primary trustee.
- F2This transaction was executed in multiple trades at prices ranging from $61.555 to $61.655. The price reported above reflects the weigted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Includes 32 deferred stock units acquired on November 27, 2015, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan.