SEC Form 4 · accession 0001127602-15-032350
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard D Schultz
Officer — chairman and ceo · Director
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 19, 2015 | F | 73,374 | $61.46 | D | 33,943,339 | D | |
| Common Stock | holding | — | — | — | 1,355,000 | I | by spouse | |
| Common Stock | holding | — | — | — | 1,355,000 | I | by GRAT | |
| Common Stock | holding | — | — | — | 500,000 | I | by GRAT | |
| Common Stock | holding | — | — | — | 500,000 | I | by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Issuer to satisfy tax withholding obligations upon conversion of the Common Stock Units into shares of Common Stock; not an open market transaction.