SEC Form 4 · accession 0001127602-15-032348
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Harlan Maw
Officer — evp, chief financial officer
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2015 | M | 18,848 | $24.87 | A | 65,948 | D | |
| Common StockF2 | Nov 19, 2015 | S | 18,848 | $61.7281 | D | 47,100 | D | |
| Common StockF3 | Nov 19, 2015 | F | 2,140 | $61.46 | D | 44,960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $24.87 | Nov 19, 2015 | M | 18,848 | D | Nov 19, 2013 | Nov 19, 2022 | Common Stock | 18,848 | 6,282 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This transaction was executed in multiple trades at prices ranging from $61.69 to $61.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.