SEC Form 4 · accession 0001127602-15-031927
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Javier G Teruel
Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 16, 2015 | F | 1,220 | $60.68 | D | 109,867 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $60.68 | Nov 16, 2015 | A | 12,852 | A | Nov 16, 2016 | Nov 16, 2025 | Common Stock | 12,852 | 12,852 | D |
Explanation of responses
- F1Shares withheld by the issuer to satisfy tax withholding obligations upon the expiration of deferral period; not an open market transaction.
- F2Includes 37 deferred stock units acquired on November 16, 2015, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan.
- F3The option, representing the right to buy a total of 12,852 shares, becomes exercisable in one increment of 12,852 shares on November 16, 2016.