SEC Form 4 · accession 0001127602-15-031925
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clara Shih
Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 16, 2015 | A | 2,142 | $0.00 | A | 25,148 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $60.68 | Nov 16, 2015 | A | 6,426 | A | Nov 16, 2016 | Nov 16, 2025 | Common Stock | 6,426 | 6,426 | D |
Explanation of responses
- F1Repesents 2,142 restricted stock units acquired on November 16, 2015 and vesting in one increment on November 16, 2016.
- F2On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split.
- F3Includes 78 deferred stock units (adjusted to reflect the stock split) acquired on November 28, 2014, 66 deferred stock units (adjusted to reflect the stock split) acquired on February 20, 2015, 62 deferred stock units acquired on May 22, 2015, 61 deferred stock units acquired on August 21, 2015, and 23 deferred stock units acquired on November 16, 2015, representing dividends on deferred stock units prusuant to a dividend reinvestment plan.
- F4The option, representing the right to buy a total of 6,426 shares, becomes exercisable in one increment of 6,426 shares on November 16, 2016 .