SEC Form 4 · accession 0001127602-15-031896
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin R Johnson
Officer — president and coo · Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 17, 2015 | F | 1,265 | $60.55 | D | 68,003 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $60.68 | Nov 16, 2015 | A | 359,177 | A | — | Nov 16, 2025 | Common Stock | 359,177 | 359,177 | D |
Explanation of responses
- F1Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.
- F2On April 9, 2015, Starbucks Corporation effected a 2-for-1 sotck split. The number of shares reported have been adjusted to reflect the stock split.
- F3The option, representing the right to buy a total of 359,177 shares, becomes exercisable in one increment of 89,795 shares on November 16, 2016 and three increments of 89,794 shares each on November 16, 2017, November 16, 2018 and November 16, 2019.