SEC Form 4 · accession 0001127602-15-031213
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucy Lee Helm
Officer — evp, gen. counsel & secretary
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 8:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 10, 2015 | A | 73,278 | $0.00 | A | 164,911 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 11, 2013 and July 16, 2014. The RSUs are scheduled to vest, subject to continued employment, as follows; 11,236 shares on each of November 11, 2015 and November 11, 2016, 30,484 shares on July 16, 2017, 10,162 shares on July 16, 2018 and 10,160 shares on July 16, 2019.
- F2On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported throughout this Form 4 have been adjusted to reflect the stock split. Includes 148 (split adjusted) shares purchased on March 31, 2015, 114 shares purchased on June 30, 2015 and 125 shares purchased on September 30, 2015, pursuant to the Starbucks Corporation Employee Stock Purchase Plan.