SEC Form 4 · accession 0001127602-15-031211
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Culver
Officer — group pres, CAP, Channel Dev
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 8:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 9, 2015 | G | 4,550 | $0.00 | D | 216,446 | D | |
| Common StockF2 | Nov 10, 2015 | A | 115,535 | $0.00 | A | 332,139 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported throughout this Form 4 have been adjusted to reflect the stock split. Includes 188 (split adjusted) shares purchased on March 31, 2015, 144 shares purchased June 30, 2015 and 158 shares purchased on September 30, 2015 pursuant to the Starbucks Corporation Employee Stock Purchase Plan.
- F2Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 11, 2013 and July 16, 2014. The RSUs are scheduled to vest, subject to continued employment, as follows; 19,663 shares on November 11, 2015, 19,662 shares on November 11, 2016, 45,726 shares on July 16, 2017, 15,242 shares on July 16, 2018 and 15,242 shares on July 16, 2019.