SEC Form 4 · accession 0001127602-15-030901
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Javier G Teruel
Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 5, 2015 | M | 39,448 | $15.21 | A | 150,498 | D | |
| Common StockF2 | Nov 5, 2015 | S | 39,448 | $62.1615 | D | 111,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $15.21 | Nov 5, 2015 | M | 39,448 | D | Nov 16, 2006 | Nov 16, 2015 | Common Stock | 39,448 | 0 | D |
Explanation of responses
- F1On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split.
- F2This transaction was executed in multiple trades at prices ranging from $62.15 to $62.19. The price reported above relfects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full innformation regarding the number of shares sold at each separate price.
- F3Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.