SEC Form 4 · accession 0001127602-15-030472
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Shennan Jr.
Director
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2015 | M | 15,000 | $4.32 | A | 48,550 | D | |
| Common Stock | Nov 3, 2015 | S | 15,000 | $62.49 | D | 33,550 | D | |
| Common Stock | Nov 3, 2015 | G | 15,000 | $0.00 | D | 45,000 | I | By Shennan 1995 Trust |
| Common Stock | holding | — | — | — | 124,880 | I | By Shennan Family Investments LLC | |
| Common Stock | holding | — | — | — | 312,088 | I | By Shennan LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $4.32 | Nov 3, 2015 | M | 15,000 | D | Nov 17, 2009 | Nov 17, 2018 | Common Stock | 15,000 | 68,334 | D |
Explanation of responses
- F1On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split.
- F2Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.