SEC Form 4 · accession 0001127602-15-026750
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mellody L Hobson
Director
Period of report
Sep 4, 2015
Accepted (ET)
Sep 9, 2015 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 4, 2015 | M | 39,448 | $15.21 | A | 126,634 | D | |
| Common StockF3 | holding | — | — | — | 283,146 | I | By The GWL Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $15.21 | Sep 4, 2015 | M | 39,448 | D | Nov 16, 2006 | Nov 16, 2015 | Common Stock | 39,448 | 0 | D |
Explanation of responses
- F1On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported throughout this Form 4 have been adjusted to reflect the stock split.
- F2Includes 20 (adjusted to reflect the stock split) deferred stock units acquired on February 20, 2015, 18 deferred stock units acquired on May 22, 2015, and 18 deferred stock units acquired on August 21, 2015, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. Total shares reported reflects the 2-for-1 stock split described above.
- F3Total shares reported reflects the 2-for-1 stock split described above.
- F4In accordance with the terms of the stock option plan, the exercise price of the option and number of shares subject to the option have been adjusted to reflect the stock split referenced above.