SEC Form 4 · accession 0001127602-15-025435
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Weatherup
Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2015 | M | 32,654 | $18.375 | A | 32,654 | D | |
| Common StockF1 | Aug 17, 2015 | M | 55,000 | $4.32 | A | 87,654 | D | |
| Common StockF2 | Aug 17, 2015 | S | 87,654 | $57.6063 | D | 0 | D | |
| Common Stock | holding | — | — | — | 67,636 | I | By Weatherup Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $18.375 | Aug 17, 2015 | M | 32,654 | D | Nov 20, 2007 | Nov 20, 2016 | Common Stock | 32,654 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F3 | $4.32 | Aug 17, 2015 | M | 55,000 | D | Nov 17, 2009 | Nov 17, 2018 | Common Stock | 55,000 | 111,666 | D |
Explanation of responses
- F1On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split.
- F2This transaction was executed in multiple trades at prices ranging from $57.41 to $57.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.