SEC Form 4 · accession 0001127602-15-016356
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Weatherup
Director
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 25, 2015 | G | 3,170 | $0.00 | D | 71,836 | I | By Weatherup Family Trust |
| Common StockF1 | Mar 2, 2015 | G | 4,200 | $0.00 | D | 67,636 | I | By Weatherup Family Trust |
| Common Stock | May 1, 2015 | M | 39,448 | $15.21 | A | 39,448 | D | |
| Common StockF3 | May 1, 2015 | S | 39,448 | $50.0286 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $15.21 | May 1, 2015 | M | 39,448 | D | Nov 16, 2006 | Nov 16, 2015 | Common Stock | 39,448 | 0 | D |
Explanation of responses
- F1The number of shares reported reflects the number of shares gifted as adjusted for the 2-for-1 stock split effected April 9, 2015.
- F2On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported have been adjusted to reflect the stock split.
- F3This transaction was executed in multiple trades at prices ranging from $50.00 to $50.085. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.