SEC Form 4 · accession 0001127602-15-015692
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Bradley
Director
Period of report
Apr 28, 2015
Accepted (ET)
Apr 30, 2015 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 28, 2015 | M | 19,724 | $15.21 | A | 61,956 | D | |
| Common Stock | Apr 28, 2015 | M | 100,000 | $4.32 | A | 161,956 | D | |
| Common StockF3 | Apr 28, 2015 | S | 119,724 | $50.4429 | D | 42,232 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $15.21 | Apr 28, 2015 | M | 19,724 | D | Nov 16, 2006 | Nov 16, 2015 | Common Stock | 19,724 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F4 | $4.32 | Apr 28, 2015 | M | 100,000 | D | Nov 17, 2009 | Nov 17, 2018 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Includes 38 (pre-stock split described in footnote 2 below) deferred stock units acquired on November 28, 2014 and 33 (pre-stock split described in footnote 2 below) deferred stock units acquired on February 20, 2015 representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
- F2Effected April 9, 2015, the common stock of Starbucks Corporation split 2-for-1, resulting in the reporting person's ownership of 21,116 additional shares of common stock including previously reported shares represented by restricted stock units and deferred stock units as adjusted for the 2-for-1 stock split.
- F3This transaction was executed in multiple trades at prices ranging from $50.38 to $50.745. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Exercise price and number of shares/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.