SEC Form 4 · accession 0001127602-15-011473
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Olden C Lee
Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2015 | M | 19,724 | $30.42 | A | 43,574 | D | |
| Common StockF2 | Mar 12, 2015 | S | 19,724 | $92.6256 | D | 23,850 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $30.42 | Mar 12, 2015 | M | 19,724 | D | Nov 16, 2006 | Nov 16, 2015 | Common Stock | 19,724 | 0 | D |
Explanation of responses
- F1Includes 17 deferred stock units acquired on August 22, 2014 and 17 deferred stock units acquired on February 20, 2015, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan.
- F2This transaction was executed in multiple trades at prices ranging from $92.56 to $92.73. The price reported above reflects the weigted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The option, representing the right to buy a total of 19,724 shares, became exercisable in one increment of 19,724 shares on November 16, 2006.