SEC Form 5/A · accession 0001127602-15-004900
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Olden C Lee
Director
Period of report
Sep 30, 2013
Accepted (ET)
Feb 6, 2015 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $30.785 | Dec 11, 2012 | G | 23,389 | D | Nov 15, 2011 | Nov 15, 2020 | Common Stock | 23,389 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $30.785 | Dec 11, 2012 | G | 23,389 | A | Nov 15, 2011 | Nov 15, 2020 | Common Stock | 23,389 | 23,389 | I |
| Non-qualified Stock Option (Right to Buy) | $43.64 | Dec 11, 2012 | G | 16,497 | D | Nov 14, 2012 | Nov 14, 2021 | Common Stock | 16,497 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $43.64 | Dec 11, 2012 | G | 16,497 | A | Nov 14, 2012 | Nov 14, 2021 | Common Stock | 16,497 | 16,497 | I |
Explanation of responses
- F1This transaction involved a gift of the stock option by the reporting person to a trust for the benefit of the reporting person's adult son, of which the reporting person is the primary trustee.