SEC Form 4 · accession 0001127602-15-003359
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Myron E Ullman III
Director
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2015 | M | 10,000 | $30.42 | A | 17,000 | D | |
| Common StockF1 | Jan 27, 2015 | S | 10,000 | $88.6579 | D | 7,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $30.42 | Jan 27, 2015 | M | 10,000 | D | Nov 16, 2006 | Nov 16, 2015 | Common Stock | 10,000 | 9,724 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $88.64 to $88.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- F2The option, representing the right to buy 19,724 shares, became exercisable in one increment on November 16, 2006.