SEC Form 4 · accession 0001127602-15-003356
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mellody L Hobson
Director
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 27, 2015 | M | 28,000 | $25.275 | A | 60,477 | D | |
| Common StockF2 | Jan 27, 2015 | S | 16,912 | $88.8905 | D | 43,565 | D | |
| Common Stock | holding | — | — | — | 141,573 | I | By The GWL Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $25.275 | Jan 27, 2015 | M | 28,000 | D | Feb 9, 2006 | Feb 9, 2015 | Common Stock | 28,000 | 0 | D |
Explanation of responses
- F1Includes 12 deferred stock units acquired on November 28, 2014, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan.
- F2This transaction was executed in multiple trades at prices ranging from $88.8800 to $88.8950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- F3The option, representing the right to buy 60,000 shares, became exercisable in three increments of 20,000 shares each on each of February 9, 2006, February 9, 2007 and February 9, 2008.