SEC Form 4 · accession 0001127602-15-003092
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Troy Alstead
Officer — chief operating officer
Period of report
Jan 26, 2015
Accepted (ET)
Jan 28, 2015 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2015 | M | 25,079 | $30.785 | A | 126,829 | D | |
| Common Stock | Jan 26, 2015 | M | 26,853 | $43.64 | A | 153,682 | D | |
| Common Stock | Jan 26, 2015 | M | 15,707 | $49.74 | A | 169,389 | D | |
| Common StockF1 | Jan 26, 2015 | S | 100,402 | $87.7805 | D | 68,987 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $30.785 | Jan 26, 2015 | M | 25,079 | D | Nov 15, 2011 | Nov 15, 2020 | Common Stock | 25,079 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F3 | $43.64 | Jan 26, 2015 | M | 26,853 | D | Nov 14, 2012 | Nov 14, 2021 | Common Stock | 26,853 | 26,853 | D |
| Non-qualified Stock Option (Right to Buy)F4 | $49.74 | Jan 26, 2015 | M | 15,707 | D | Nov 19, 2013 | Nov 19, 2022 | Common Stock | 15,707 | 31,413 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $87.54 to $88.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The option, representing the right to buy a total of 100,316 shares, became exercisable in four increments of 25,079 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014.
- F3The option, representing the right to buy a total of 107,413 shares, became exercisable in one increment of 26,854 shares on November 14, 2012 and two increments of 26,853 shares each on November 14, 2013 and November 14, 2014, and will become exercisable in one increment of 26,853 shares on November 14, 2015.
- F4The option, representing the right to buy a total of 62,827 shares, became exercisable in two increments of 15,707 shares each on November 19, 2013 and November 19, 2014, and will become exercisable in one increment of 15,707 shares on November 19, 2015 and one increment of 15,706 shares on November 19, 2016.