SEC Form 4 · accession 0001572426-16-000210
WSFS FINANCIAL CORP · WSFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Joseph Ward
Officer — Executive Vice President
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 7:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000828944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2016 | A | 83,519 | $0.00 | A | 83,519 | D | |
| Common Stock | Aug 12, 2016 | A | 1,531 | $0.00 | A | 1,531 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $20.42 | Aug 12, 2016 | A | 4,702 | A | Aug 12, 2016 | Dec 19, 2016 | Common Stock | 4,702 | 4,702 | D |
| Employee Stock Option (right to buy) | $20.42 | Aug 12, 2016 | A | 2,351 | A | Aug 12, 2016 | Dec 19, 2016 | Common Stock | 2,351 | 2,351 | D |
| Employee Stock Option (right to buy) | $19.33 | Aug 12, 2016 | A | 6,447 | A | Aug 12, 2016 | Dec 18, 2017 | Common Stock | 6,447 | 6,447 | D |
| Employee Stock Option (right to buy) | $19.33 | Aug 12, 2016 | A | 1,928 | A | Aug 12, 2016 | Dec 18, 2017 | Common Stock | 1,928 | 1,928 | D |
| Employee Stock Option (right to buy) | $11.18 | Aug 12, 2016 | A | 4,017 | A | Aug 12, 2016 | Dec 16, 2018 | Common Stock | 4,017 | 4,017 | D |
| Employee Stock Option (right to buy) | $17.02 | Aug 12, 2016 | A | 17,634 | A | Aug 12, 2016 | Oct 25, 2019 | Common Stock | 17,634 | 17,634 | D |
| Employee Stock Option (right to buy) | $17.02 | Aug 12, 2016 | A | 12,520 | A | Aug 12, 2016 | Oct 25, 2019 | Common Stock | 12,520 | 12,520 | D |
| Employee Stock Option (right to buy) | $15.28 | Aug 12, 2016 | A | 1,959 | A | Aug 12, 2016 | Dec 31, 2021 | Common Stock | 1,959 | 1,959 | D |
| Employee Stock Option (right to buy) | $16.37 | Aug 12, 2016 | A | 3,526 | A | Aug 12, 2016 | Dec 18, 2022 | Common Stock | 3,526 | 3,526 | D |
| Employee Stock Option (right to buy) | $16.37 | Aug 12, 2016 | A | 1,763 | A | Aug 12, 2016 | Dec 18, 2022 | Common Stock | 1,763 | 1,763 | D |
| Employee Stock Option (right to buy) | $18.84 | Aug 12, 2016 | A | 4,119 | A | Aug 12, 2016 | Dec 17, 2023 | Common Stock | 4,119 | 4,119 | D |
| Employee Stock Option (right to buy) | $18.84 | Aug 12, 2016 | A | 582 | A | Aug 12, 2016 | Dec 17, 2023 | Common Stock | 582 | 582 | D |
| Employee Stock Option (right to buy) | $18.84 | Aug 12, 2016 | A | 1,371 | A | Aug 12, 2016 | Apr 17, 2024 | Common Stock | 1,371 | 1,371 | D |
| Employee Stock Option (right to buy) | $21.03 | Aug 12, 2016 | A | 4,702 | A | Aug 12, 2016 | Dec 16, 2024 | Common Stock | 4,702 | 4,702 | D |