SEC Form 4 · accession 0001572426-15-000133
WSFS FINANCIAL CORP · WSFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Geraghty
Officer — EVP
Period of report
Dec 10, 2015
Accepted (ET)
Dec 11, 2015 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000828944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2015 | M | 5,625 | $11.33 | A | 20,112 | D | |
| Common Stock | Dec 10, 2015 | M | 3,174 | $23.82 | A | 23,286 | D | |
| Common Stock | Dec 10, 2015 | M | 1,335 | $15.83 | A | 24,621 | D | |
| Common StockF1 | Dec 10, 2015 | S | 10,134 | $33.30 | D | 14,487 | D | |
| Common Stock | holding | — | — | — | 5,376 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $11.33 | Dec 10, 2015 | M | 5,625 | D | Sep 21, 2015 | Sep 21, 2016 | Common Stock | 5,625 | 1,875 | D |
| Employee Stock Options | $23.82 | Dec 10, 2015 | M | 3,174 | D | Feb 27, 2015 | Feb 27, 2021 | Common Stock | 3,174 | 9,531 | D |
| Employee Stock Options | $15.83 | Dec 10, 2015 | M | 1,335 | D | Feb 28, 2015 | Feb 28, 2018 | Common Stock | 1,335 | 14,253 | D |
Explanation of responses
- F1Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $33.25 to $33.50, inclusive. For all transactions reported on this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.