SEC Form 4 · accession 0001572426-15-000069
WSFS FINANCIAL CORP · WSFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S James Mazarakis
Officer — EVP
Period of report
Mar 15, 2015
Accepted (ET)
Jun 2, 2015 · 8:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000828944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 15, 2015 | F | 6 | $25.54 | D | 36,909 | D | |
| Common Stock | May 29, 2015 | F | 22,982 | $24.95 | D | 13,927 | D | |
| Common Stock | May 29, 2015 | M | 2,742 | $15.83 | A | 16,669 | D | |
| Common Stock | May 29, 2015 | M | 3,582 | $16.51 | A | 20,251 | D | |
| Common Stock | May 29, 2015 | M | 20,418 | $16.51 | A | 40,669 | D | |
| Common Stock | May 29, 2015 | M | 2,979 | $23.82 | A | 43,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $15.83 | May 29, 2015 | M | 2,742 | D | Feb 28, 2015 | Feb 28, 2018 | Common Stock | 2,742 | 5,487 | D |
| Stock Options | $16.51 | May 29, 2015 | M | 3,582 | D | Feb 28, 2015 | Feb 28, 2020 | Common Stock | 3,582 | 13,485 | D |
| Stock Options | $16.51 | May 29, 2015 | M | 20,418 | D | Feb 28, 2015 | Feb 28, 2020 | Common Stock | 20,418 | 22,515 | D |
| Stock Options | $23.82 | May 29, 2015 | M | 2,979 | D | Feb 28, 2015 | Feb 27, 2021 | Common Stock | 2,979 | 8,946 | D |
Explanation of responses
- F1The number of shares reported has been adjusted to reflect final tax withholding calculations for the reporting person.
- F2On March 17, 2015, WSFS Financial Corporation declared a stock dividend, payable to all holders of record of common stock on May 4, 2015, of two shares of common stock for each share of common stock issued and outstanding. The effective date of the stock dividend was May 19, 2015. All Transactions and related amounts reported herein have been adjusted to reflect the stock dividend.