SEC Form 4 · accession 0001572426-15-000065
WSFS FINANCIAL CORP · WSFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Geraghty
Officer — EVP
Period of report
Mar 12, 2015
Accepted (ET)
Jun 2, 2015 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000828944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Mar 12, 2015 | M | 10,902 | $16.51 | A | 19,989 | D | |
| Common StockF3,F1 | Mar 12, 2015 | S | 10,902 | $25.51 | D | 9,087 | D | |
| Common StockF3 | Mar 13, 2015 | M | 10,098 | $16.51 | A | 19,185 | D | |
| Common StockF3,F2 | Mar 13, 2015 | S | 10,098 | $25.33 | D | 9,087 | D | |
| Common StockF3 | May 29, 2015 | M | 5,400 | $13.63 | A | 14,487 | D | |
| Common StockF3 | holding | — | — | — | 5,376 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | $16.51 | Mar 12, 2015 | M | 10,902 | D | Feb 28, 2015 | Feb 28, 2020 | Common Stock | 10,902 | 32,172 | D |
| Employee Stock OptionsF3 | $16.51 | Mar 13, 2015 | M | 10,098 | D | Feb 28, 2015 | Feb 28, 2020 | Common Stock | 10,098 | 22,074 | D |
| Employee Stock Options | $13.63 | May 29, 2015 | M | 5,400 | D | Feb 23, 2015 | Feb 23, 2017 | Common Stock | 5,400 | 16,674 | D |
Explanation of responses
- F1Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.59, inclusive. For all transactions reported on this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.33 to $25.34, inclusive. For all transactions reported on this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3On March 17, 2015, WSFS Financial Corporation declared a stock dividend, payable to all holders of record of common stock on May 4, 2015, of two shares of common stock for each share of common stock issued and outstanding. The effective date of the stock dividend was May 19, 2015. All transactions and related amounts reported herein have been adjusted to reflect the stock dividend.