SEC Form 4 · accession 0001572426-15-000039
WSFS FINANCIAL CORP · WSFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Wright
Officer — EVP
Period of report
Feb 28, 2013
Accepted (ET)
Mar 13, 2015 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000828944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | M | 1,075 | $47.50 | A | 15,866 | D | |
| Common Stock | Mar 6, 2015 | M | 1,033 | $49.52 | A | 16,899 | D | |
| Common StockF1 | Mar 12, 2015 | S | 1,333 | $76.52 | D | 15,566 | D | |
| Common Stock | holding | — | — | — | 2,094 | I | 401-K | |
| Common Stock | holding | — | — | — | 1,154 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF2 | $47.50 | Mar 6, 2015 | M | 1,075 | D | Feb 28, 2014 | Feb 28, 2018 | Common Stock | 1,075 | 3,226 | D |
| Employee Stock OptionsF3 | $49.52 | Mar 6, 2015 | M | 1,033 | D | Feb 28, 2015 | Feb 28, 2020 | Common Stock | 1,033 | 4,173 | D |
| Employee Stock OptionF3 | $49.52 | Feb 28, 2013 | A | 5,206 | A | Feb 28, 2013 | Feb 28, 2020 | Common Stock | 5,206 | 5,206 | D |
Explanation of responses
- F1Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $76.40 to $76.56, inclusive. For all transactions reported on this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The option, representing a right to purchase a total of 4,301 shares, vests in four equal annual installments on the anniversary of the grant.
- F3The option, representing a right to purchase a total of 5,206 shares, vests in three annual tranches of approximately 20% and one final tranch of approximately 40%.