SEC Form 4/A · accession 0001562180-18-002816
WSFS FINANCIAL CORP · WSFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark A Turner
Officer — CEO
Period of report
May 22, 2018
Accepted (ET)
Jun 5, 2018 · 4:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000828944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2018 | M | 2,400 | $16.5067 | A | 134,036 | D | |
| Common StockF1,F3 | May 18, 2018 | S | 2,400 | $52.5188 | D | 131,636 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F1,F4 | $16.5067 | May 18, 2018 | M | 2,400 | D | — | Feb 28, 2020 | Common Stock | 2,400 | 687,000 | D |
Explanation of responses
- F1Due to third party clerical error, this transaction was erroneously omitted from orginal submission.
- F2This sale was effected pursuant to a 10b5-1 trading plan previously adopted by Mr. Turner.
- F3Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $52.50 to $52.65, inclusive. For all transactions reported on this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4Vests 300,000 share(s) on 28-Feb-2015, 150,000 share(s) on 29-Feb-2016, 150,000 share(s) on 28-Feb-2017, 150,000 share(s) on 28-Feb-2018