SEC Form 4 · accession 0001562180-18-002552
WSFS FINANCIAL CORP · WSFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Turner
Officer — CEO
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000828944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2018 | M | 12,026 | $16.5067 | A | 143,662 | D | |
| Common StockF2 | May 15, 2018 | S | 12,026 | $51.0694 | D | 131,636 | D | |
| Common Stock | May 16, 2018 | M | 9,400 | $16.5067 | A | 141,036 | D | |
| Common StockF3 | May 16, 2018 | S | 9,400 | $51.5755 | D | 131,636 | D | |
| Common Stock | May 17, 2018 | M | 19,094 | $16.5067 | A | 150,730 | D | |
| Common StockF4 | May 17, 2018 | S | 19,094 | $51.9766 | D | 131,636 | D | |
| Common Stock | holding | — | — | — | 32,444 | I | 401k | |
| Common Stock | holding | — | — | — | 7,500 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $16.5067 | May 15, 2018 | M | 12,026 | D | — | Feb 28, 2020 | Common Stock | 12,026 | 737,974 | D |
| Employee Stock Option (right to buy)F5 | $16.5067 | May 16, 2018 | M | 9,400 | D | — | Feb 28, 2020 | Common Stock | 9,400 | 728,574 | D |
| Employee Stock Option (right to buy)F5 | $16.5067 | May 17, 2018 | M | 19,094 | D | — | Feb 28, 2020 | Common Stock | 19,094 | 709,480 | D |
Explanation of responses
- F1This sale was effected pursuant to a 10b5-1 trading plan previously adopted by Mr. Turner.
- F2Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $50.50 to $51.35, inclusive. For all transactions reported on this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $51.15 to $51.85, inclusive. For all transactions reported on this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $51.60 to $52.25, inclusive. For all transactions reported on this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F5Vests 300,000 share(s) on 28-Feb-2015, 150,000 share(s) on 29-Feb-2016, 150,000 share(s) on 28-Feb-2017, 150,000 share(s) on 28-Feb-2018