SEC Form 4 · accession 0001562180-17-002837
WSFS FINANCIAL CORP · WSFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S James Mazarakis
Officer — EVP
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000828944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2017 | M | 7,161 | $16.51 | A | 48,288 | D | |
| Common StockF1 | Sep 1, 2017 | S | 7,161 | $44.86 | D | 41,127 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy) | $16.51 | Sep 1, 2017 | M | 7,161 | D | Feb 28, 2014 | Sep 28, 2020 | Common Stock | 7,161 | 12,000 | D |
Explanation of responses
- F1Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $44.70 to $45.00, inclusive. For all transactions reported on this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.