SEC Form 4 · accession 0001562180-16-003604
WSFS FINANCIAL CORP · WSFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodger Levenson
Officer — EVP
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 2:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000828944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 10,008 | $15.8334 | A | 55,297 | D | |
| Common Stock | Nov 21, 2016 | M | 39,024 | $16.5067 | A | 94,321 | D | |
| Common Stock | Nov 21, 2016 | F | 3,861 | $41.05 | D | 90,460 | D | |
| Common Stock | Nov 21, 2016 | S | 39,024 | $40.8602 | D | 51,436 | D | |
| Common Stock | Nov 21, 2016 | S | 6,000 | $41.06 | D | 45,436 | D | |
| Common Stock | holding | — | — | — | 1,923 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $16.5067 | Nov 21, 2016 | M | 39,024 | D | — | Feb 28, 2020 | Common Stock | 39,024 | 35,976 | D |
| Employee Stock Option (right to buy)F2 | $15.8334 | Nov 21, 2016 | M | 10,008 | D | — | Feb 28, 2018 | Common Stock | 10,008 | 3,336 | D |
Explanation of responses
- F14 year vest (40% vest 2 years from grant date then 20% thereafter)
- F24 year vest (25% increments) beginning February 28, 2014.