SEC Form 4 · accession 0001562180-16-002420
WSFS FINANCIAL CORP · WSFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Geraghty
Officer — EVP
Period of report
May 20, 2016
Accepted (ET)
May 24, 2016 · 1:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000828944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2016 | M | 9,825 | $16.51 | A | 33,688 | D | |
| Common StockF1 | May 20, 2016 | S | 9,825 | $34.42 | D | 23,863 | D | |
| Common Stock | May 20, 2016 | M | 3,177 | $23.82 | A | 27,040 | D | |
| Common StockF1 | May 20, 2016 | S | 3,177 | $34.42 | D | 23,863 | D | |
| Common Stock | May 20, 2016 | M | 2,346 | $26.24 | A | 26,209 | D | |
| Common StockF1 | May 20, 2016 | S | 2,346 | $34.42 | D | 23,863 | D | |
| Common Stock | holding | — | — | — | 7,982 | I | 401-K | |
| Common Stock | holding | — | — | — | 2,000 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $16.51 | May 20, 2016 | M | 9,825 | D | Feb 29, 2016 | Feb 28, 2020 | Common Stock | 9,825 | 21,675 | D |
| Employee Stock Option (right to buy) | $23.82 | May 20, 2016 | M | 3,177 | D | Feb 27, 2016 | Feb 27, 2021 | Common Stock | 3,177 | 6,354 | D |
| Employee Stock Option (right to buy) | $26.24 | May 20, 2016 | M | 2,346 | D | Apr 15, 2016 | Feb 26, 2022 | Common Stock | 2,346 | 7,041 | D |
Explanation of responses
- F1Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $34.23 to $34.61, inclusive. For all transactions reported on this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.