SEC Form 4 · accession 0001562180-16-002311
WSFS FINANCIAL CORP · WSFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S James Mazarakis
Officer — EVP
Period of report
May 11, 2016
Accepted (ET)
May 11, 2016 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000828944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2016 | M | 2,202 | $26.24 | A | 44,832 | D | |
| Common Stock | May 11, 2016 | M | 2,982 | $23.82 | A | 47,814 | D | |
| Common Stock | May 11, 2016 | M | 8,418 | $16.51 | A | 56,232 | D | |
| Common StockF1 | May 11, 2016 | S | 13,602 | $33.60 | D | 42,630 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $26.24 | May 11, 2016 | M | 2,202 | D | Feb 26, 2015 | Feb 26, 2022 | Common Stock | 2,202 | 6,609 | D |
| Employee Stock Option (right to buy) | $23.82 | May 11, 2016 | M | 2,982 | D | Feb 27, 2014 | Feb 27, 2021 | Common Stock | 2,982 | 5,964 | D |
| Employee Stock Option (right to buy) | $16.51 | May 11, 2016 | M | 8,418 | D | Feb 28, 2013 | Feb 28, 2020 | Common Stock | 8,418 | 27,582 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $33.35 USD to $33.75 USD; the price reported above reflects the weighted average sale price.