SEC Form 4 · accession 0001562180-16-001539
WSFS FINANCIAL CORP · WSFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Kearney
Officer — Executive Vice President
Period of report
Feb 5, 2016
Accepted (ET)
Feb 8, 2016 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000828944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2016 | M | 5,415 | $14.97 | A | 19,317 | D | |
| Common StockF1 | Feb 5, 2016 | S | 5,415 | $28.36 | D | 13,902 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $14.97 | Feb 5, 2016 | M | 5,415 | D | Feb 24, 2012 | Feb 24, 2016 | Common Stock | 5,415 | 0 | D |
Explanation of responses
- F1Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.25 to $28.47, inclusive. For all transactions reported on this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.