SEC Form 4 · accession 0000082811-18-000085
REGAL REXNORD CORP · RRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Valentyn
Officer — VP General Counsel & Secretary
Period of report
May 12, 2018
Accepted (ET)
May 15, 2018 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000082811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2018 | F | 42 | $79.85 | D | 7,110 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $57.43 | holding | — | — | — | May 11, 2018 | May 11, 2026 | Common Stock | 8,950 | 8,950 | D |
| Stock Appreciation RightsF1 | $80.70 | holding | — | — | — | May 10, 2019 | May 10, 2027 | Common Stock | 7,300 | 7,300 | D |
| Stock Appreciation RightsF2 | $77.60 | holding | — | — | — | May 9, 2020 | May 9, 2028 | Common Stock | 8,825 | 8,825 | D |
Explanation of responses
- F1Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
- F2Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.