SEC Form 4/A · accession 0000082811-18-000073
REGAL REXNORD CORP · RRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jason R. Longley
Officer — VP, Corporate Controller
Period of report
May 9, 2018
Accepted (ET)
May 11, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000082811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 9, 2018 | A | 602 | $0.00 | A | 602 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3,F4 | $77.60 | May 9, 2018 | A | 2,085 | A | May 9, 2020 | May 9, 2028 | Common Stock | 2,085 | 2,085 | D |
Explanation of responses
- F1This amended Form 4 is being filed to correct an error in the calculation of the number of Restricted Stock Units ("RSUs") awarded to the reporting person May 9, 2018. The original Form 4 filed on May 10, 2018 reported 316 RSUs awarded.
- F2Restricted Stock Units ("RSUs") granted to the reporting person under the 2018 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock.
- F3This amended Form 4 is being filed to correct an error in the calculation of the number of Stock Appreciation Rights ("SARs") awarded to the reporting person May 9, 2018. The original Form 4 filed on May 10, 2018 reported 1,094 SARs awarded.
- F4Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.