SEC Form 4 · accession 0000082811-17-000079
REGAL REXNORD CORP · RRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Valentyn
Officer — VP General Counsel & Secretary
Period of report
May 10, 2017
Accepted (ET)
May 11, 2017 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000082811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 10, 2017 | A | 2,050 | $0.00 | A | 4,602 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $80.70 | May 10, 2017 | A | 7,300 | A | May 10, 2019 | May 10, 2027 | Common Stock | 7,300 | 7,300 | D |
| Stock Appreciation RightsF2 | $57.43 | holding | — | — | — | May 11, 2018 | May 11, 2026 | Common Stock | 8,950 | 8,950 | D |
Explanation of responses
- F1Restricted Stock Units ("RSUs") granted to the reporting person under the 2013 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock.
- F2Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.