SEC Form 4 · accession 0000082811-17-000042
REGAL REXNORD CORP · RRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A. Lazzerini
Officer — Chief Accounting Officer
Period of report
May 7, 2017
Accepted (ET)
May 9, 2017 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000082811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 7, 2017 | F | 55 | $83.00 | D | 1,703 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $72.29 | holding | — | — | — | May 4, 2013 | May 4, 2021 | Common Stock | 750 | 750 | D |
| Stock Appreciation RightsF1 | $63.56 | holding | — | — | — | May 3, 2014 | May 3, 2022 | Common Stock | 240 | 240 | D |
| Stock Appreciation RightsF2 | $64.99 | holding | — | — | — | May 2, 2015 | May 2, 2023 | Common Stock | 380 | 380 | D |
| Stock Appreciation RightsF2 | $75.76 | holding | — | — | — | May 7, 2016 | May 7, 2024 | Common Stock | 475 | 475 | D |
| Stock Appreciation RightsF2 | $78.15 | holding | — | — | — | May 12, 2017 | May 12, 2025 | Common Stock | 1,050 | 1,050 | D |
| Stock Appreciation RightsF2 | $57.43 | holding | — | — | — | May 11, 2018 | May 11, 2026 | Common Stock | 1,660 | 1,660 | D |
Explanation of responses
- F1Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of the grant, 60% on the third anniversary of the date of the grant, 80% on the fourth anniversary of the date of the grant and 100% on the fifth anniversary of the date of the grant.
- F2Granted as stock settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the grant date.