SEC Form 4 · accession 0000082811-17-000041
REGAL REXNORD CORP · RRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Hinrichs
Officer — Vice President - CFO
Period of report
May 7, 2017
Accepted (ET)
May 9, 2017 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000082811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2017 | A | 9 | $0.00 | A | 27,828 | D | |
| Common Stock | May 7, 2017 | F | 1,481 | $83.00 | D | 26,347 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $72.29 | holding | — | — | — | May 4, 2013 | May 4, 2021 | Common Stock | 20,000 | 20,000 | D |
| Stock Appreciation RightsF2 | $63.56 | holding | — | — | — | May 3, 2014 | May 3, 2022 | Common Stock | 25,000 | 25,000 | D |
| Stock Appreciation RightsF3 | $64.99 | holding | — | — | — | May 2, 2015 | May 2, 2023 | Common Stock | 14,625 | 14,625 | D |
| Stock Appreciation RightsF3 | $75.76 | holding | — | — | — | May 7, 2016 | May 7, 2024 | Common Stock | 12,675 | 12,675 | D |
| Stock Appreciation RightsF3 | $78.15 | holding | — | — | — | May 12, 2017 | May 12, 2025 | Common Stock | 15,475 | 15,475 | D |
| Stock Appreciation RightsF3 | $57.43 | holding | — | — | — | May 11, 2018 | May 11, 2026 | Common Stock | 23,475 | 23,475 | D |
Explanation of responses
- F1These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan.
- F2Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARS vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
- F3Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARS vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.