SEC Form 4 · accession 0000082811-16-000213
REGAL REXNORD CORP · RRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Avampato
Officer — VP & Chief Information Officer
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000082811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | M | 2,500 | $44.12 | A | 13,097 | D | |
| Common Stock | Nov 15, 2016 | M | 6,000 | $42.28 | A | 19,097 | D | |
| Common Stock | Nov 15, 2016 | F | 1,874 | $69.25 | D | 17,223 | D | |
| Common StockF1 | Nov 15, 2016 | S | 626 | $69.2626 | D | 16,597 | D | |
| Common Stock | Nov 15, 2016 | F | 4,395 | $69.10 | D | 12,202 | D | |
| Common StockF2 | holding | — | — | — | 1,252 | I | Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $44.12 | Nov 15, 2016 | M | 2,500 | D | May 1, 2009 | May 1, 2017 | Common Stock | 2,500 | 0 | D |
| Stock Appreciation RightsF3 | $42.28 | Nov 15, 2016 | M | 6,000 | D | May 2, 2010 | May 2, 2018 | Common Stock | 6,000 | 0 | D |
| Stock Appreciation RightsF3 | $42.65 | holding | — | — | — | May 8, 2011 | May 8, 2019 | Common Stock | 6,000 | 6,000 | D |
| Stock Appreciation RightsF3 | $61.36 | holding | — | — | — | May 5, 2012 | May 5, 2020 | Common Stock | 6,000 | 6,000 | D |
| Stock Appreciation RightsF3 | $72.29 | holding | — | — | — | May 4, 2013 | May 4, 2021 | Common Stock | 6,000 | 6,000 | D |
| Stock Appreciation RightsF3 | $63.56 | holding | — | — | — | May 3, 2014 | May 3, 2022 | Common Stock | 6,500 | 6,500 | D |
| Stock Appreciation RightsF4 | $64.99 | holding | — | — | — | May 2, 2015 | May 2, 2023 | Common Stock | 3,875 | 3,875 | D |
| Stock Appreciation RightsF4 | $75.76 | holding | — | — | — | May 7, 2016 | May 7, 2024 | Common Stock | 3,600 | 3,600 | D |
| Stock Appreciation RightsF4 | $78.15 | holding | — | — | — | May 12, 2017 | May 12, 2025 | Common Stock | 4,500 | 4,500 | D |
| Stock Appreciation RightsF4 | $57.43 | holding | — | — | — | May 11, 2018 | May 11, 2026 | Common Stock | 6,825 | 6,825 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $69.25 to $69.325. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- F2Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
- F3Granted as stock-settled Stock Appreciation Rigths (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
- F4Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.