SEC Form 4 · accession 0000082811-15-000084
REGAL REXNORD CORP · RRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis W Stoelting
Director
Period of report
May 26, 2015
Accepted (ET)
May 26, 2015 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000082811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2015 | M | 2,000 | $35.84 | A | 14,298 | D | |
| Common StockF2 | May 26, 2015 | S | 2,000 | $80.4205 | D | 12,298 | D | |
| Common StockF3 | holding | — | — | — | 805 | I | By Children | |
| Common StockF4 | holding | — | — | — | 9,202 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF5 | $35.84 | May 26, 2015 | M | 2,000 | D | Dec 16, 2005 | Dec 16, 2015 | Common Stock | 2,000 | 7,000 | D |
Explanation of responses
- F1The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2015.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $80.24 to $80.62. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- F3Shares held by the reporting person's children, over which the reporting person retains investment power.
- F4Shares held in Curtis W. Stoelting 1994 Revocable Trust.
- F5One thousand (1000) shares are immediately exercisable, and the remainder of the Grant will become exercisable in three (3) equal installments per year on the date of the Corporation's Annual Shareholders Meeting in each of the next three (3) years.