SEC Form 4 · accession 0001663577-18-000025
CLEANSPARK, INC. · CLSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry McNeill
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 17, 2018 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2016 | F | 1,500,000 | $0.083 | A | 1,086,352 | D | |
| Common Stock | Apr 12, 2017 | G | 200,000 | $0.00 | D | 1,686,352 | D | |
| Common Stock | Apr 26, 2017 | G | 600,000 | $0.00 | D | 1,086,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $0.083 | Dec 31, 2016 | X | 1,500,000 | D | Dec 31, 2016 | Mar 10, 2025 | Common Stock | 1,500,000 | 0 | D |
Explanation of responses
- F1The Reporting Person has elected to convert 1,500,000 stock options through a cashless exercise into common stock of the Issuer.