SEC Form 4 · accession 0001663577-16-000229
CLEANSPARK, INC. · CLSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Lybbert
Officer — Chief Operating Officer · Director · 10% Owner
Period of report
Mar 5, 2015
Accepted (ET)
Jul 18, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 5, 2015 | J | 2,145,960 | $0.00 | D | 4,800,000 | I | Footnote 2 |
| Series A Preferred StockF3 | Apr 16, 2015 | A | 100,000 | $0.00 | A | 100,000 | D | |
| Common StockF4,F5 | May 12, 2015 | G | 1,531,483 | $0.00 | D | 3,268,463 | I | Footnote 5 |
| Series A Preferred StockF6 | Jun 30, 2016 | A | 150,000 | $0.00 | A | 250,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 25, 2014, the Issuer issued to SMS Management Services, LLC ("SMS"), 2,145,960 shares of common stock. Mr. Lybbert shared voting and dispositive control over the shares held by SMS. On March 5, 2015, SMS transferred its shares to various entities and individuals.
- F2Includes 2,250,000 shares held in Mr. Lybbert's name and 2,250,000 shares held in the name of the Reporting Person's wife.
- F3The Issuer granted Mr. Lybbert 100,000 shares of Series A Preferred Stock for services rendered.
- F4From May 12, 2015 to July 6, 2016, Mr. Lybbert gifted 1,531,483 shares of common stock in the Issuer to various parties.
- F5Includes 1,081,463 shares held in Mr. Lybbert's name and 2,250,000 shares held in the name of the Reporting Person's wife.
- F6The Issuer granted Mr. Lybbert 150,000 shares of Series A Preferred Stock for services rendered.