SEC Form 4 · accession 0001663577-16-000209
CLEANSPARK, INC. · CLSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S. Matthew Schultz
Officer — CEO · Director · 10% Owner
Period of report
Mar 5, 2015
Accepted (ET)
Jul 11, 2016 · 2:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2015 | J | 409,956 | $0.00 | A | 4,800,000 | I | By Wife |
| Series A Preferred StockF2 | Apr 16, 2015 | A | 100,000 | $0.00 | A | 100,000 | D | |
| Series A Preferred StockF3 | Jun 30, 2016 | A | 150,000 | $0.00 | A | 250,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 25, 2014, the Issuer issued to SMS Management Services, LLC ("SMS"), 2,145,960 shares of common stock. The Reporting Person shares voting and dispositive control over the shares held by SMS. On March 5, 2015, SMS transferred its shares to various entities and individuals, including 409,956 shares of common stock to Sherree M. Schultz, the wife of Mr. Schultz, in which Mr. Schultz is deemed the beneficial owner, but disclaims beneficial ownership.
- F2The Company granted Mr. Schultz 100,000 shares of Series A Preferred Stock for services rendered.
- F3The Company granted Mr. Schultz 150,000 shares of Series A Preferred Stock for services rendered.