SEC Form 4 · accession 0001255294-15-000139
CLEANSPARK, INC. · CLSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S. Matthew Schultz
Officer — CEO · Director · 10% Owner
Period of report
Mar 10, 2015
Accepted (ET)
Mar 13, 2015 · 2:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 10, 2015 | A | 100,000 | $1.00 | A | — | I | SM Schults IRRV TR |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $0.25 | Mar 10, 2015 | J | 500,000 | A | Mar 10, 2015 | Mar 10, 2025 | Common Stock | 500,000 | 500,000 | D |
Explanation of responses
- F1S M Schultz IRRV TR is the owner of 1,600,000 shares of Common Stock in the Issuer. Mr. Schultz is the beneficial owner of 100% of 1,736652 shares of Common Stock
- F2136,652 of the shares are held in the name of Sherree M. Schultz, Mr. Schultz's spouse.
- F3Mr. Schultz received options to purchase common stock of the issuer for Consulting Services