SEC Form 4 · accession 0000932440-17-000034
EAGLE PHARMACEUTICALS, INC. · EGRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Jay Moorin
10% Owner
Alain Schreiber
10% Owner
ProQuest Investments IV, L.P.
10% Owner
ProQuest Associates IV LLC
10% Owner
ProQuest Financial LLC
10% Owner
Period of report
Apr 25, 2017
Accepted (ET)
Apr 27, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.001 par valueF2 | Apr 25, 2017 | M | 2,340 | $0.90 | A | 9,117 | I | By ProQuest Financial LLC |
| Common Stock $0.001 par valueF2 | Apr 25, 2017 | M | 2,340 | $4.04 | A | 11,457 | I | By ProQuest Financial LLC |
| Common Stock $0.001 par valueF2 | Apr 25, 2017 | M | 2,340 | $8.78 | A | 13,797 | I | By ProQuest Financial LLC |
| Common Stock $0.001 par valueF2 | Apr 25, 2017 | M | 2,340 | $8.78 | A | 16,137 | I | By ProQuest Financial LLC |
| Common Stock $0.001 par valueF2 | Apr 25, 2017 | M | 2,340 | $8.78 | A | 18,477 | I | By ProQuest Financial LLC |
| Common Stock $0.001 par valueF2 | Apr 25, 2017 | M | 3,120 | $4.42 | A | 21,597 | I | By ProQuest Financial LLC |
| Common Stock $0.001 par valueF2 | Apr 25, 2017 | M | 9,360 | $12.67 | A | 30,957 | I | By ProQuest Financial LLC |
| Common Stock $0.001 par valueF2 | Apr 25, 2017 | M | 10,000 | $46.09 | A | 40,957 | I | By ProQuest Financial LLC |
| Common Stock $0.001 par valueF2 | Apr 25, 2017 | M | 20,000 | $59.31 | A | 60,957 | I | By ProQuest Financial LLC |
| Common Stock $0.001 par valueF3,F2 | Apr 25, 2017 | S | 51,219 | $88.34 | D | 9,738 | I | By ProQuest Financial LLC |
| Common Stock $0.001 par valueF4,F2 | Apr 25, 2017 | S | 2,961 | $89.09 | D | 6,777 | I | By ProQuest Financial LLC |
| Common Stock $0.001 par valueF1 | holding | — | — | — | 3,584,087 | I | By ProQuest Investments IV, L.P. | |
| Common Stock $0.001 par value | holding | — | — | — | 23,274 | I | By Jay Moorin through IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $0.90 | Apr 25, 2017 | M | 2,340 | D | Mar 6, 2012 | Jun 29, 2017 | Common Stock $0.001 par value | 2,340 | 0 | I |
| Stock Option (right to buy)F2 | $4.04 | Apr 25, 2017 | M | 2,340 | D | Mar 6, 2013 | Jun 29, 2017 | Common Stock $0.001 par value | 2,340 | 0 | I |
| Stock Option (right to buy)F2 | $8.78 | Apr 25, 2017 | M | 2,340 | D | Mar 6, 2014 | Jun 29, 2017 | Common Stock $0.001 par value | 2,340 | 0 | I |
| Stock Option (right to buy)F2 | $8.78 | Apr 25, 2017 | M | 2,340 | D | Jul 12, 2015 | Jun 29, 2017 | Common Stock $0.001 par value | 2,340 | 0 | I |
| Stock Option (right to buy)F2 | $8.78 | Apr 25, 2017 | M | 2,340 | D | Jun 29, 2016 | Jun 29, 2017 | Common Stock $0.001 par value | 2,340 | 0 | I |
| Stock Option (right to buy)F2 | $4.42 | Apr 25, 2017 | M | 3,120 | D | Jun 29, 2016 | Jun 29, 2017 | Common Stock $0.001 par value | 3,120 | 0 | I |
| Stock Option (right to buy)F2 | $12.67 | Apr 25, 2017 | M | 9,360 | D | Apr 8, 2015 | Jun 29, 2017 | Common Stock $0.001 par value | 9,360 | 0 | I |
| Stock Option (right to buy)F2 | $46.09 | Apr 25, 2017 | M | 10,000 | D | Mar 13, 2016 | Jun 29, 2017 | Common Stock $0.001 par value | 10,000 | 0 | I |
| Stock Option (right to buy)F2 | $59.31 | Apr 25, 2017 | M | 20,000 | D | Apr 21, 2016 | Jun 29, 2017 | Common Stock $0.001 par value | 20,000 | 0 | I |
Explanation of responses
- F1The shares are held by ProQuest Investments IV, L.P. ("Investments IV"), which ProQuest Financial LLC ("ProQuest Financial") manages. Jay Moorin and Alain Schreiber are managing members of ProQuest Financial and each of them disclaims beneficial ownership of such securities except to the extent of his pecuniary interest in such securities.
- F2Jay Moorin and Alain Schreiber are managing members of ProQuest Financial and each of them disclaims beneficial ownership of such securities except to the extent of his pecuniary interest in such securities.
- F3Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $88.00 to $88.99. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
- F4Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $89.00 to $89.23. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.