SEC Form 4 · accession 0000932440-16-000458
EAGLE PHARMACEUTICALS, INC. · EGRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Jay Moorin
10% Owner
Alain Schreiber
10% Owner
ProQuest Investments IV, L.P.
10% Owner
ProQuest Associates IV LLC
10% Owner
ProQuest Financial LLC
10% Owner
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF3,F1 | Aug 15, 2016 | S | 16,667 | $60.51 | D | 4,754,059 | I | By ProQuest Investments IV, L.P. |
| Common Stock $0.001 par valueF4,F1 | Aug 15, 2016 | S | 8,070 | $61.31 | D | 4,745,989 | I | By ProQuest Investments IV, L.P. |
| Common Stock $0,001 par valueF2 | Aug 15, 2016 | S | 49 | $60.70 | D | 5,533 | I | By ProQuest Financial LLC |
| Common Stock $0.001 par valueF5 | Aug 15, 2016 | S | 163 | $60.70 | D | 31,372 | I | By Jay Moorin through IRA |
| Common Stock $0.001 par valueF6,F1 | Aug 16, 2016 | S | 16,270 | $60.66 | D | 4,729,719 | I | By ProQuest Investments IV, L.P. |
| Common Stock $0.001 par valueF7,F1 | Aug 16, 2016 | S | 11,770 | $61.65 | D | 4,717,949 | I | By ProQuest Investments IV, L.P. |
| Common Stock $0.001 par valueF8,F1 | Aug 16, 2016 | S | 31,599 | $62.21 | D | 4,686,350 | I | By ProQuest Investments IV, L.P. |
| Common Stock $0.001 par valueF2 | Aug 16, 2016 | S | 117 | $60.78 | D | 5,416 | I | By ProQuest Financial LLC |
| Common Stock $0.001 par value | Aug 16, 2016 | S | 394 | $60.78 | D | 30,978 | I | By Jay Moorin through IRA |
| Common Stock $0.001 par valueF9,F1 | Aug 17, 2016 | S | 4,723 | $60.85 | D | 4,681,627 | I | By ProQuest Investments IV, L.P. |
| Common Stock $0.001 par valueF10,F1 | Aug 17, 2016 | S | 9,848 | $61.19 | D | 4,671,779 | I | By ProQuest Investments IV, L.P. |
| Common Stock $0.001 par valueF10,F2 | Aug 17, 2016 | S | 29 | $61.00 | D | 5,387 | I | By ProQuest Financial LLC |
| Common Stock $0.001 par value | Aug 17, 2016 | S | 96 | $61.00 | D | 30,882 | I | By Jay Moorin through IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held by ProQuest Investments IV, L.P. ("Investments IV"), which ProQuest Financial LLC ("ProQuest Financial") manages. Jay Moorin and Alain Schreiber are managing members of ProQuest Financial and each of them disclaims beneficial ownership of such securities except to the extent of his pecuniary interest in such securities.
- F10Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $61.00 to $61.79. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
- F2Jay Moorin and Alain Schreiber are managing members of ProQuest Financial and each of them disclaims beneficial ownership of such securities except to the extent of his pecuniary interest in such securities.
- F3Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $60.14 to $60.99. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
- F4Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $61.01 to $61.68. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
- F5ProQuest Financial previously transferred 31,535 shares from the ProQuest Management LLC Salary Savings Plan FBO Jay Moorin and for the benefit of certain other individuals and the ProQuest Management LLC Defined Benefit Pension Plan ("DBPP") FBO Jay Moorin to an IRA for Jay Moorin. Such transfers were exempt pursuant to Rule 16a-13.
- F6Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $60.00 to $60.99. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
- F7Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $61.00 to $61.98. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
- F8Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $62.00 to $62.58. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
- F9Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $60.65 to $60.99. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.