SEC Form 4 · accession 0001104659-16-163875
NOVELION THERAPEUTICS INC. · NVLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary T Szela
Officer — Chief Executive Officer · Director
Period of report
Dec 22, 2016
Accepted (ET)
Dec 27, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827809
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $8.65 | Dec 22, 2016 | A | 323,520 | A | — | Dec 22, 2026 | Common Shares | 323,520 | 323,520 | D |
Explanation of responses
- F1Each option has an exercise price equal to the closing price of a common share of the Issuer on the Nasdaq Global Select Market on the grant date.
- F2The common shares underlying this stock option award will vest in three equal installments on December 22, 2017, December 22, 2018 and December 22, 2019, subject, with limited exceptions, to the Reporting Person's continued employment with the Issuer or one its affiliates.