SEC Form 4 · accession 0001127602-19-006760
Sleep Number Corp · SNBRQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia Ann Dirks
Officer — SVP & Chief H.R. Officer
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2019 | S | 4,205 | $42.00 | D | 28,630 | D | |
| Common Stock | Feb 15, 2019 | M | 6,600 | $17.36 | A | 35,230 | D | |
| Common StockF1,F2 | Feb 15, 2019 | S | 6,600 | $43.00 | D | 28,630 | D | |
| Common Stock | holding | — | — | — | 2,078 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $17.36 | Feb 15, 2019 | M | 6,600 | D | — | Apr 7, 2024 | Common Stock | 6,600 | 0 | D |
Explanation of responses
- F1These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2Includes 28,630 deferred Restricted Stock Units.
- F3This option became exercisable with respect to one-third of the shares on each of 4/7/15, 4/7/16 and 4/7/17.