SEC Form 4 · accession 0001127602-18-028275
Sleep Number Corp · SNBRQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel R Hellfeld
Officer — SVP Chief Legal & Risk Officer
Period of report
Sep 20, 2018
Accepted (ET)
Sep 24, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 20, 2018 | A | 2,872 | $0.00 | A | 6,711 | D | |
| Common Stock | holding | — | — | — | 1,553 | I | by 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $36.81 | Sep 20, 2018 | A | 3,420 | A | — | Sep 20, 2028 | Common Stock | 3,420 | 3,420 | D |
Explanation of responses
- F1Includes 3,502 Restricted Stock Units that will vest over time.
- F2This option becomes exercisable with respect to 1/3 of the shares on each of 9/20/19, 9/20/20 and 9/20/21.