SEC Form 4 · accession 0001127602-16-060486
Sleep Number Corp · SNBRQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew P Carlin
Officer — EVP, Chief Sales & Svc Officer
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2016 | M | 3,200 | $17.34 | A | 24,910 | D | |
| Common StockF1 | Aug 15, 2016 | S | 3,200 | $28.0023 | D | 21,710 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $17.34 | Aug 15, 2016 | M | 3,200 | D | May 11, 2012 | May 10, 2021 | Common Stock | 3,200 | 200 | D |
Explanation of responses
- F1Includes 18,880 restricted stock units that will vest over time. On 6/1/16, restrictions lapsed on 882 shares pursuant to a restricted performance stock award.