SEC Form 4 · accession 0001665513-17-000004
Ocean Thermal Energy Corp · CPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter H Wolfson
Director
Period of report
Dec 28, 2016
Accepted (ET)
Jun 28, 2017 · 9:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2017 | P | 1 | $6.00 | A | 1,320,001 | D | |
| Common Stock | Mar 29, 2017 | P | 50 | $8.00 | A | 1,320,051 | D | |
| Common Stock | Apr 19, 2017 | P | 10 | $10.00 | A | 1,320,061 | D | |
| Common Stock | May 17, 2017 | P | 216 | $3.27 | A | 918,200 | D | |
| Common Stock | May 18, 2017 | P | 43 | $3.34 | A | 918,243 | D | |
| Common Stock | May 19, 2017 | P | 43 | $3.80 | A | 918,286 | D | |
| Common Stock | May 22, 2017 | P | 43 | $3.83 | A | 918,329 | D | |
| Common Stock | May 25, 2017 | P | 50 | $4.10 | A | 918,379 | D | |
| Common Stock | May 26, 2017 | P | 20 | $5.25 | A | 918,399 | D | |
| Common Stock | Jun 7, 2017 | P | 101 | $8.05 | A | 918,500 | D |
Table II — derivative securities
No Table II lines on this filing.