SEC Form 4 · accession 0001665513-17-000003
Ocean Thermal Energy Corp · CPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter H Wolfson
Director
Period of report
Jan 11, 2017
Accepted (ET)
Mar 6, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 11, 2017 | P | 50,000 | $0.0126 | A | 1,150,000 | D | |
| Common Stock | Jan 12, 2017 | P | 50,000 | $0.0122 | A | 1,200,000 | D | |
| Common Stock | Jan 13, 2017 | P | 50,000 | $0.012 | A | 1,250,000 | D | |
| Common Stock | Jan 27, 2017 | P | 10,000 | $0.038 | A | 1,260,000 | D | |
| Common Stock | Feb 1, 2017 | P | 50,000 | $0.012 | A | 1,310,000 | D | |
| Common Stock | Feb 16, 2017 | P | 10,000 | $0.012 | A | 1,320,000 | D |
Table II — derivative securities
No Table II lines on this filing.